Compliance Assistant/Accountant

Compliance Assistant/Accountant- (location is central NJ; 70% compliance and 30% accounting - ~$2B hedge fund; new position & rpts to CFO/CCO; learn from the best)

Primary responsibility will be to assist the CFO and CCO in preparing regulatory filings related to the Firm’s National Futures Association (NFA) registration as a commodities trading adviser (CTA) & commodities pool operator (CPO), and the Firm’s SEC registration as an Investment Adviser. 

Responsibilities include the following:

Compliance (70%)
- On a monthly basis, compile information required for regulatory filings
- Prepare quarterly CFTC Form PQRs for all required Funds
- Assist in the preparation of Form PF (prepared annually)
- Review form instructions and industry guidance as it becomes available to monitor changes that may be required in filing approach
- Assist in the preparation of Form ADV

Other (30%)
- Assist with production of client marketing information and client reporting 
- Assist with accounting for client accounts as needed
- Other ad hoc projects 

- independent thinker, takes initiative, detail oriented, ability to multi-task
- Bachelor’s degree (in Accounting/Finance preferred)
- 3-5 years experience in a managed futures, commodities trading advisor (CTA), commodities pool operator (CPO) firm and or compliance audit function.
- strong communication skills